Discovery, Invention and Innovation

Definitions

Definitions for discovery, invention and innovation are:

a. Discovery: A new increment to knowledge. In this course we consider three types of knowledge of physical, biological or social systems. Theoretical knowledge is increasingly expressed as a mathematical model. Empirical knowledge is obtained from observations of new phenomenon or observations deliberately taken to test a theoretical hypothesis. Last, but not least, is practical knowledge. An important economic example is the practical knowledge acquired by a workforce to make a new manufacturing plant operate efficiently. This knowledge is intuitive and frequently very difficult to express as equations.

b. Invention: A new device or process. To qualify for a patent an invention must pass a test of originality--that is, be sufficiently different from previous inventions. Most inventions are minor improvements on existing inventions which do not qualify for patents. Only a small percent of patented inventions have any economic value.

c. Innovation: A better way of doing things. Innovations can occur in all goal-directed behavior such as profit maximization, reelection politics and personal lifestyles. Thus an innovation improves performance in goal directed behavior as measured by a criterion. An example of a criterion would be profit maximization in business. The advanced material at the end of this section presents a deeper development of innovation. [If you want to become a grader, then I advise you to read this material]

It is important to distinguish between an invention and an innovation. Spreadsheet software is an invention. A new business application of spreadsheets that increases profits is an innovation. An example of an innovation in government is submitting tax returns to the IRS by E-mail instead of regular mail. An example of an innovation in personal lifestyles is telecommuting by professionals from Telluride, CO.

Many current innovations are the result of applying new technology in (1) manufacturing and (2) processing of business and government paperwork. Empirically, better performance is not achieved by the new technology to improve the performance of the old process. Rather, the manufacturing or paperwork process is redesigned from ground up to make optimal use of the new combination of technology and people. A portion of the performance gain is from carefully analyzing the process to be replaced and asking what really needs to be done to maximize profits. In the business media, this is the origin of the word "reorganization".

Interactions

It is important to note several features concerning the interaction between discovery, invention and innovation.

a. Invention is promoted by discoveries in the natural sciences and more recently the biological sciences; whereas, innovation is promoted by discoveries in the industrial engineering, the social sciences and the business disciplines.

b. The interaction between discovery and invention is a two-way street. Obviously, as science advances, it produces opportunities to create new inventions. However, the development of the full economic value of an invention requires massive discoveries for many inventions. For example, the modern airplane required the scientific development of aerodynamics. The economic development of superconductivity will require the physicists to develop a theory of superconductivity.

c. Similarly the interaction between discovery and innovation and between invention and innovation is two-way.

Incentives for the promotion of discovery, invention and innovation

It is important to understand that discovery, invention and innovation have very different incentive systems. Moreover, these differences create problems in transfer from one activity to another. For example, the culture for discovery and invention are very different and transfer between the two activities requires incentives.

a. Discovery: Fame. Scientists want to become famous. Such fame brings them both praise and wealth. With fame as an incentive system, scientists have powerful incentives to immediately broadcast their results, thus creating a free flow of ideas. This means that researchers have at their disposal all the current results in conducting their ongoing research. However, fame does not create a sufficient financial incentive for funding basic research.

b. Invention: Intellectual property. There are three important forms of intellectual property: Patents, copyright, and trade secrets. Without property rights rivals would immediately copy inventions and the producer with the lowest costs would claim the financial reward. Incentives to invent would be diminished. However, the creation of a socially efficient form of intellectual property rights is difficult because such rights can grant excessive monopoly rights and create an atmosphere of secrecy which impedes the free flow of ideas.

Intellectual property law is modified over time to create better incentives in changing economic conditions. For example, copyright, which originally was for books, plays and other literary works, has been extended to software and integrated circuit masks. In the US, a patent is issued to the first to discover, not the first to file. As you might expect this leads to endless law suits. Bell's patent for the telephone is an example. Currently, there is a debate whether patents should be issued to the first to file, which is the practice in the rest of the world.

Surf the Net: Check out several intellectual property sites:

c. Innovation: Better performance. There are no property rights for innovation; consequently, imitators immediately copy any promising innovation. Imitation has become more important in the private sector with increasing international competition. The new buzz word is ``benchmarking'' which means to compare the firm's procedures with the best practice in the world.